Also called: Licensing Specialist (Securities)
Handles the licensing paperwork for brokers and advisors with FINRA and states.
You file license applications for 20 new advisors, track continuing education deadlines and answer state regulators' questions.
Approximate: anchored on Bureau of Labor Statistics data for a broader job group.
High school diploma, about 0 years after high school. High school diploma or bachelor's.
Ways in: On-the-job training, 4-year college. Training cost: Get paid while you train.
Majors to look at: Business Administration.
Growing slowly. Steady.
High risk for 10 years. Licensing filings with FINRA and states are increasingly automated through online systems; small teams get smaller.
Age 18+. One way to start: Apply to brokerage firms for registration or licensing associate roles; office experience helps
Classes: Business class, Computer apps class.
Official data: O*NET occupation 43-4199.
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